RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• J••• T•••••••
- S••••• F••••••••• L•• state registered currentsince Mar 27, 2025 · Eagle, Id
- K•• I••••••••• S••••••• L•• BD affiliatedJan 3, 2006 to Sep 6, 2006 · Nampa, Id
- K•••••• C•••••• M•••••• I••• unclassifiedJul 19, 2005 to Dec 31, 2005 · Boise, Id
- A••••••••• F•••••••• S•••••••• L•• national BDJan 3, 2005 to Jul 28, 2005 · Ontario, Ca
- K•• I••••••••• S••••••• L•• to S••••• F••••••••• L••left Sep 6, 2006, registered Mar 27, 2025 (6777 days) · Other
- K•••••• C•••••• M•••••• I••• to K•• I••••••••• S••••••• L••left Dec 31, 2005, registered Jan 3, 2006 (3 days) · corporate re-registration, not a move
- A••••••••• F•••••••• S•••••••• L•• to K•••••• C•••••• M•••••• I•••left Jul 28, 2005, registered Jul 19, 2005 (-9 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address