RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••• M•••••• B•••••
- S•• B••• A•••••••• I••• independent RIA currentsince Mar 31, 2025 · Dacula, Ga
- E••••••••• P•••••••• L•• formerFeb 7, 2022 to Apr 2, 2025 · Winchester, Tn
- H••••••• I••••••••• C••••••• L•• formerOct 17, 2016 to Nov 8, 2021 · Dacula, Ga
- S••••• A••••••• I••• BD affiliatedJun 30, 2016 to Nov 11, 2016 · Birmingham, Al
- S••••• A••• A•••• M••••••••• I••• formerOct 23, 2009 to Jun 30, 2016 · Birmingham, Al
- M••••• S•••••• wirehouseJun 1, 2009 to Nov 11, 2009 · Braselton, Ga
- C•••••••• G••••• M•••••• I••• BD affiliatedFeb 27, 2004 to Jun 1, 2009 · Braselton, Ga
- E••••••••• P•••••••• L•• to S•• B••• A•••••••• I•••left Apr 2, 2025, registered Mar 31, 2025 (-2 days) · RIA to RIA
- H••••••• I••••••••• C••••••• L•• to E••••••••• P•••••••• L••left Nov 8, 2021, registered Feb 7, 2022 (91 days) · RIA to RIA
- S••••• A••••••• I••• to H••••••• I••••••••• C••••••• L••left Nov 11, 2016, registered Oct 17, 2016 (-25 days) · Other · moved with a team
- S••••• A••• A•••• M••••••••• I••• to S••••• A••••••• I•••left Jun 30, 2016, registered Jun 30, 2016 (0 days) · corporate re-registration, not a move
- M••••• S•••••• to S••••• A••• A•••• M••••••••• I•••left Nov 11, 2009, registered Oct 23, 2009 (-19 days) · Other
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- S•••• M•••••• B••••• left E••••••••• P•••••••• L•• for S•• B••• A•••••••• I••• (registered 2025-03-31)Apr 2, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address