RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• A••••• H•••
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Jul 1, 2022 · Beech Island, Sc
- O•••• F•• I••• formerFeb 2, 2018 to Jul 12, 2022 · Beech Island, Sc
- H••••• M••• I••••••••• I••• no RAUMApr 27, 2015 to Feb 14, 2018 · Bartow, Fl
- O•••• F•• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Jul 12, 2022, registered Jul 1, 2022 (-11 days) · Affiliated broker-dealer or bank to another
- H••••• M••• I••••••••• I••• to O•••• F•• I•••left Feb 14, 2018, registered Feb 2, 2018 (-12 days) · Other
- K•••• A••••• H••• left O•••• F•• I••• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2022-07-01)Jul 12, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address