DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A•••• S•••••• P••••

A••••• A•• P••••••• S•••••••BD affiliatedFrisco, Tx dual registrantIAPD 4078328

Feed of 09/15/2026

Also filed as Samm Mcadams

At current firm

0 y

since Jun 22, 2026

In the industry

25 y

since Feb 20, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••• A•• P••••••• S••••••• BD affiliated current
since Jun 22, 2026 · Mckinney, Tx
L•• E••••••••• L•• BD affiliated
Oct 21, 2025 to Feb 13, 2026 · Plano, Tx
E•••••• A••••••• G••••• L•• BD affiliated
Jan 4, 2023 to Dec 20, 2024 · Greenwood Village, Co
F••••••• P••••••• A•• W•••••••• A••••••• former
Jun 1, 2022 to Jul 19, 2022 · Westlake, Tx

Moves

a registration end followed by a registration begin elsewhere

L•• E••••••••• L•• to A••••• A•• P••••••• S•••••••
left Feb 13, 2026, registered Jun 22, 2026 (129 days) · Affiliated broker-dealer or bank to another
E•••••• A••••••• G••••• L•• to L•• E••••••••• L••
left Dec 20, 2024, registered Oct 21, 2025 (305 days) · Affiliated broker-dealer or bank to another
F••••••• P••••••• A•• W•••••••• A••••••• to E•••••• A••••••• G••••• L••
left Jul 19, 2022, registered Jan 4, 2023 (169 days) · Affiliated broker-dealer or bank to another

Signals

A•••• S•••••• P•••• left L•• E••••••••• L•• for A••••• A•• P••••••• S••••••• (registered 2026-06-22)
Feb 13, 2026 · Advisor changed firm · fact
A•••• S•••••• P•••• left E•••••• A••••••• G••••• L•• for L•• E••••••••• L•• (registered 2025-10-21)
Dec 20, 2024 · Advisor changed firm · fact
A•••• S•••••• P•••• left F••••••• P••••••• A•• W•••••••• A••••••• for E•••••• A••••••• G••••• L•• (registered 2023-01-04)
Jul 19, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address