DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M••••• A•••••• G•••••••••

C••• L••BD affiliatedLake Oswego, Or dual registrantIAPD 4079046

Certified Financial Planner

Feed of 09/14/2026

Also filed as M••••• Andy G•••••••••

At current firm

3 y

since Mar 1, 2023

In the industry

24 y

since Jul 10, 2002 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••• L•• BD affiliated current
since Mar 1, 2023 · Lake Oswego, Or
S•••••••• F••••••••• I••• former
Jul 28, 2022 to Nov 30, 2022 · Hillsboro, Or
F••••• I••••••••• independent RIA
Sep 14, 2021 to Mar 24, 2022 · Plano, Tx
I••• S••••••••• I••• unclassified
Jul 10, 2002 to Jul 29, 2002 · San Mateo, Ca

Moves

a registration end followed by a registration begin elsewhere

S•••••••• F••••••••• I••• to C••• L••
left Nov 30, 2022, registered Mar 1, 2023 (91 days) · Affiliated broker-dealer or bank to another
F••••• I••••••••• to S•••••••• F••••••••• I•••
left Mar 24, 2022, registered Jul 28, 2022 (126 days) · RIA to affiliated broker-dealer or bank
I••• S••••••••• I••• to F••••• I•••••••••
left Jul 29, 2002, registered Sep 14, 2021 (6987 days) · Other

Signals

M••••• A•••••• G••••••••• left S•••••••• F••••••••• I••• for C••• L•• (registered 2023-03-01)
Nov 30, 2022 · Advisor changed firm · fact
M••••• A•••••• G••••••••• left F••••• I••••••••• for S•••••••• F••••••••• I••• (registered 2022-07-28)
Mar 24, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address