RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- W•••• F•••• A••••••• wirehouse currentsince Jul 24, 2025 · Plano, Tx
- W•••• F•••• A••••••• wirehouseJul 11, 2014 to Jul 24, 2025 · Plano, Tx
- D••••••• B••• S••••••••• I••• no RAUMMay 13, 2008 to Aug 1, 2014 · Dallas, Tx
- U•• F•••••••• S••••••• I••• wirehouseNov 3, 2000 to May 21, 2008 · Dallas, Tx
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Jul 24, 2025, registered Jul 24, 2025 (0 days) · channel change inside one enterprise, not a move
- D••••••• B••• S••••••••• I••• to W•••• F•••• A•••••••left Aug 1, 2014, registered Jul 11, 2014 (-21 days) · Other
- U•• F•••••••• S••••••• I••• to D••••••• B••• S••••••••• I•••left May 21, 2008, registered May 13, 2008 (-8 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address