RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• B•••••• C•••••••
- J• W• C••• A•••••••• I••• BD affiliated currentsince Aug 5, 2026 · Belleair, Fl
- P••• A••••• S••••••••• L•• BD affiliatedApr 7, 2020 to Aug 6, 2026 · Clearwater, Fl
- A••••••••• F•••••••• S•••••••• L•• national BDSep 18, 2017 to Mar 13, 2020 · Tulsa, Ok
- P•••••••• S••••••••• I••• BD affiliatedApr 4, 2017 to Sep 21, 2017 · Tulsa, Ok
- T••••••••• unclassifiedJul 29, 2016 to Apr 4, 2017 · Broken Arrow, Ok
- B••••••••• L•• formerSep 30, 2008 to Sep 21, 2011 · Chicago, Il
- F••• A••••••• formerOct 5, 2004 to Oct 29, 2008 · Broken Arrow, Ok
- Q•••••• C•••••• C••••••••• unclassifiedJan 7, 2003 to Oct 13, 2004 · Broken Arrow, Ok
- F•• A••••••• S••••••• I•• unclassifiedAug 23, 2000 to Dec 12, 2002 · Broken Arrow, Ok
- P••• A••••• S••••••••• L•• to J• W• C••• A•••••••• I•••left Aug 6, 2026, registered Aug 5, 2026 (-1 days) · Affiliated broker-dealer or bank to another
- A••••••••• F•••••••• S•••••••• L•• to P••• A••••• S••••••••• L••left Mar 13, 2020, registered Apr 7, 2020 (25 days) · Affiliated broker-dealer or bank to another
- P•••••••• S••••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Sep 21, 2017, registered Sep 18, 2017 (-3 days) · Other
- T••••••••• to P•••••••• S••••••••• I•••left Apr 4, 2017, registered Apr 4, 2017 (0 days) · Other
- B••••••••• L•• to T•••••••••left Sep 21, 2011, registered Jul 29, 2016 (1773 days) · Other
- F••• A••••••• to B••••••••• L••left Oct 29, 2008, registered Sep 30, 2008 (-29 days) · Other
- Q•••••• C•••••• C••••••••• to F••• A•••••••left Oct 13, 2004, registered Oct 5, 2004 (-8 days) · Other
- F•• A••••••• S••••••• I•• to Q•••••• C•••••• C•••••••••left Dec 12, 2002, registered Jan 7, 2003 (26 days) · Other
- D•••• B•••••• C••••••• left P••• A••••• S••••••••• L•• for J• W• C••• A•••••••• I••• (registered 2026-08-05)Aug 6, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address