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Registered advisor
R••••• H••••• S••••
Feed of 09/14/2026
Also filed as Bob S••••
At current firm
10 y
since Mar 23, 2016
In the industry
26 y
since Dec 27, 1999 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- I••••••••• F•••••••• G••••• L•• BD affiliated currentsince Mar 23, 2016 · El Paso, Tx
- L•• F•••••••• L•• BD affiliatedDec 8, 2010 to Jan 19, 2016 · El Paso, Tx
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedMar 19, 2009 to Dec 10, 2010 · El Paso, Tx
- C••• B•••••••• S•••••••• I••• formerJun 19, 2001 to Feb 11, 2009 · El Paso, Tx
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to I••••••••• F•••••••• G••••• L••left Jan 19, 2016, registered Mar 23, 2016 (64 days) · Other
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to L•• F•••••••• L••left Dec 10, 2010, registered Dec 8, 2010 (-2 days) · Other
- C••• B•••••••• S•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Feb 11, 2009, registered Mar 19, 2009 (36 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address