RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• S•••• C•••••••
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Feb 24, 2022 · Glendale, Co
- E•••••• A••••••• G••••• L•• BD affiliatedDec 4, 2020 to Dec 10, 2021 · Greenwood Village, Co
- A••••• A•• P••••••• S••••••• BD affiliatedNov 9, 2006 to Nov 13, 2020 · Glendale, Co
- E•••••• A••••••• G••••• L•• to A••••• A•• P••••••• S•••••••left Dec 10, 2021, registered Feb 24, 2022 (76 days) · Other
- A••••• A•• P••••••• S••••••• to E•••••• A••••••• G••••• L••left Nov 13, 2020, registered Dec 4, 2020 (21 days) · Other · moved with a team
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address