DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Brian Lee Hayes
Feed of 09/15/2026
At current firm
7 y
since Jun 21, 2019
In the industry
26 y
since Feb 23, 2000 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- The Mather Group, LLC independent RIA currentsince Jun 21, 2019 · St Louis, Mo
- Edelman Financial Engines independent RIANov 1, 2018 to Apr 12, 2019 · Clayton, Mo
- Edelman Financial Services, LLC formerOct 27, 2016 to Nov 1, 2018 · Clayton, Mo
- Strategic Advisers LLC national BDMay 12, 2009 to Aug 22, 2016 · Chesterfield, Mo
- Strategic Advisers LLC national BDJul 30, 2008 to Mar 23, 2009 · St. Louis, Mo
- U.S. Bancorp Investments, Inc. formerSep 11, 2006 to Jun 15, 2007 · Sappington, Mo
Moves
a registration end followed by a registration begin elsewhere
- Edelman Financial Engines to The Mather Group, LLCleft Apr 12, 2019, registered Jun 21, 2019 (70 days) · RIA to RIA
- Edelman Financial Services, LLC to Edelman Financial Enginesleft Nov 1, 2018, registered Nov 1, 2018 (0 days) · corporate re-registration, not a move
- Strategic Advisers LLC to Edelman Financial Services, LLCleft Aug 22, 2016, registered Oct 27, 2016 (66 days) · Other
- U.S. Bancorp Investments, Inc. to Strategic Advisers LLCleft Jun 15, 2007, registered Jul 30, 2008 (411 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address