RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
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- N••••••••• M••••• I••••••••• S••••••••• no RAUM currentsince Mar 12, 2026 · Richmond, Va
- T••••• A••••••• S•••••••• I••• BD affiliatedApr 7, 2025 to Jan 12, 2026 · Richmond, Va
- M••••••••• R••••••••• BD affiliatedSep 19, 2019 to Nov 15, 2024 · Richmond, Va
- T••••• A••••••• S•••••••• I••• to N••••••••• M••••• I••••••••• S•••••••••left Jan 12, 2026, registered Mar 12, 2026 (59 days) · Other
- M••••••••• R••••••••• to T••••• A••••••• S•••••••• I•••left Nov 15, 2024, registered Apr 7, 2025 (143 days) · Other
- D••••• D••••• left T••••• A••••••• S•••••••• I••• for N••••••••• M••••• I••••••••• S••••••••• (registered 2026-03-12)Jan 12, 2026 · Advisor changed firm · fact
- D••••• D••••• left M••••••••• R••••••••• for T••••• A••••••• S•••••••• I••• (registered 2025-04-07)Nov 15, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address