H••••• A•• B•••••

• R•• C•••••• M••••••• L•• national BD current
  since Jan 18, 2022 · Boca Raton, Fl
• T••••• A••••••• S•••••••• I••• BD affiliated
  Feb 17, 2021 to Jan 25, 2022 · Atlanta, Ga
• B••• S••••••••• L•• former
  Apr 28, 2016 to Feb 17, 2021 · Palm Beach, Fl
• U•• F•••••••• S••••••• I••• wirehouse
  Oct 10, 2006 to May 3, 2016 · Cleveland, Oh

• T••••• A••••••• S•••••••• I••• to R•• C•••••• M••••••• L••
  left Jan 25, 2022, registered Jan 18, 2022 (-7 days) · Affiliated broker-dealer or bank to another · moved with a team
• B••• S••••••••• L•• to T••••• A••••••• S•••••••• I•••
  left Feb 17, 2021, registered Feb 17, 2021 (0 days) · corporate re-registration, not a move
• U•• F•••••••• S••••••• I••• to B••• S••••••••• L••
  left May 3, 2016, registered Apr 28, 2016 (-5 days) · Other · moved with a team

• H••••• A•• B••••• left T••••• A••••••• S•••••••• I••• for R•• C•••••• M••••••• L•• (registered 2022-01-18)
  Jan 25, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

National broker-dealer RIAderived

Years in industry

24derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address