DFX Intelligence

RIA Intelligence

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Team lift-out

10 advisors left T••••• A••••••• S•••••••• I••• for R•• C•••••• M••••••• L••

BD affiliatedtonational BDAffiliated broker-dealer or bank to anotherderived from registration dates
Members
AdvisorBranchLeftRegistered
Alfredo Armando RosasBoca Raton, FlJan 18, 2022Jan 23, 2022
Kathleen R KeleherAventura, FlJan 18, 2022Jan 18, 2022
Michael Jonathan KravitzFort Lauderdale, FlJan 21, 2022Jan 18, 2022
Anthony James MazzoPalm Beach, FlJan 24, 2022Jan 18, 2022
Adam Cory RothsteinAventura, FlJan 25, 2022Jan 14, 2022
Denise Lynn PelozaPalm Beach, FlJan 25, 2022Jan 18, 2022
Hallie Ann BrenisPalm Beach, FlJan 25, 2022Jan 18, 2022
Joseph Luis HageFort Lauderdale, FlJan 25, 2022Jan 18, 2022
Michael Robert ZemanPalm Beach, FlFeb 1, 2022Feb 7, 2022
Stephen Michael TucciTampa, FlFeb 1, 2022Jan 28, 2022
The rule
Registrations ended
Jan 18, 2022 to Feb 1, 2022
Registered next
Jan 14, 2022 to Feb 7, 2022
Branch state
FL
Cities
5, most in Palm Beach, Fl
Registered there that day
1,765 (people still on IAPD; an estimate)
Share of that headcount
0.6%
Succession by the destination
none on the tape
Other teams out of T••••• A••••••• S•••••••• I•••Other teams into R•• C•••••• M••••••• L••