DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M••• A••••• F••••••

S•••••• W••••• P•••••••• L••BD affiliatedHolladay, Utdual registrantIAPD 4108147

Feed of 09/14/2026

Also filed as M••• A••••• F••••••

At current firm

0 y

since Dec 16, 2025

In the industry

26 y

since Jun 28, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S•••••• W••••• P•••••••• L•• BD affiliated current
since Dec 16, 2025 · Holladay, Ut
W•••• F•••• A••••••• wirehouse
Sep 30, 2015 to Sep 17, 2025 · Salt Lake City, Ut
J••• M••••• S••••••••• L•• wirehouse
Oct 1, 2012 to Mar 12, 2015 · Park City, Ut
C•••• I••••••••• S••••••• C•••• former
Aug 5, 2010 to Oct 1, 2012 · Salt Lake City, Ut
W•••••• • R••• former
Feb 23, 2009 to Jul 20, 2010 · Concord, Ca

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to S•••••• W••••• P•••••••• L••
left Sep 17, 2025, registered Dec 16, 2025 (90 days) · Wirehouse to affiliated broker-dealer or bank
J••• M••••• S••••••••• L•• to W•••• F•••• A•••••••
left Mar 12, 2015, registered Sep 30, 2015 (202 days) · Wirehouse to wirehouse
C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••
left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
W•••••• • R••• to C•••• I••••••••• S••••••• C••••
left Jul 20, 2010, registered Aug 5, 2010 (16 days) · Other

Signals

M••• A••••• F•••••• left W•••• F•••• A••••••• for S•••••• W••••• P•••••••• L•• (registered 2025-12-16)
Sep 17, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address