RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• S• C••••••
- T•••••• C••••••• L•• former currentsince Feb 23, 2011 · Jupiter, Fl
- Q••••••• C•••••• A•••••••• I••• unclassifiedJan 21, 2011 to Dec 31, 2012 · Boca Raton, Fl
- A•••• C•••••• C•••• BD affiliatedApr 6, 2010 to Oct 25, 2017 · Boca Raton, Fl
- G•••••••• F••••••••• I•• unclassifiedJun 5, 2008 to Mar 29, 2010 · Boca Raton, Fl
- K••••• A•••••••• I••• BD affiliatedAug 27, 2007 to Jun 6, 2008 · Ft. Lauderdale, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 6, 2005 to Apr 11, 2007 · Boca Raton, Fl
- C•••••••• G••••• M•••••• I••• BD affiliatedSep 7, 2001 to Apr 29, 2004 · Boca Raton, Fl
- A•••• C•••••• C•••• to Q••••••• C•••••• A•••••••• I•••left Oct 25, 2017, registered Jan 21, 2011 (-2469 days) · Other
- Q••••••• C•••••• A•••••••• I••• to T•••••• C••••••• L••left Dec 31, 2012, registered Feb 23, 2011 (-677 days) · Other
- G•••••••• F••••••••• I•• to A•••• C•••••• C••••left Mar 29, 2010, registered Apr 6, 2010 (8 days) · Other
- K••••• A•••••••• I••• to G•••••••• F••••••••• I••left Jun 6, 2008, registered Jun 5, 2008 (-1 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to K••••• A•••••••• I•••left Apr 11, 2007, registered Aug 27, 2007 (138 days) · Other
- C•••••••• G••••• M•••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Apr 29, 2004, registered May 6, 2005 (372 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address