RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• T••••• C•••••
- F••••• C•••••• A•••••••• L•• independent RIA currentsince May 20, 2024 · O'Fallon, Mo
- O•••• formerSep 30, 2023 to Jul 31, 2024 · Weldon Spring, Mo
- S••••••••• W••••• mixed wealthMay 13, 2021 to Sep 29, 2023 · Chesterfield, Mo
- O•••• to F••••• C•••••• A•••••••• L••left Jul 31, 2024, registered May 20, 2024 (-72 days) · RIA to RIA
- S••••••••• W••••• to O••••left Sep 29, 2023, registered Sep 30, 2023 (1 days) · RIA to RIA
- C••••••••• T••••• C••••• left Owlfi for F••••• C•••••• A•••••••• L•• (registered 2024-05-20)Jul 31, 2024 · Advisor changed firm · fact
- C••••••••• T••••• C••••• left S••••••••• W••••• for Owlfi (registered 2023-09-30)Sep 29, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address