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RIA Intelligence
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Registered advisor
T•••• A••••
Feed of 09/15/2026
Also filed as T•••• Jean A••••
At current firm
1 y
since Mar 31, 2025
In the industry
26 y
since Feb 8, 2000 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••••• A••••••• L•• national BD currentsince Mar 31, 2025 · Boston, Ma
- F••••••• P••••••• A•• W•••••••• A••••••• formerJun 9, 2020 to Mar 31, 2025 · Hingham, Ma
- E•••• V•••• M••••••••• asset managerAug 12, 2008 to Jan 18, 2013 · Boston, Ma
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- E•••• V•••• M••••••••• to F••••••• P••••••• A•• W•••••••• A•••••••left Jan 18, 2013, registered Jun 9, 2020 (2699 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address