RIA Intelligence

• L•• F•••••••• L•• BD affiliated current
  since May 1, 2025 · Elm G••••, Wi
• G•••• P•••• A•••••••• L•• former
  Apr 1, 2021 to May 1, 2025 · Rockville, Md
• A•••• W••••• M••••••••• L•• independent RIA
  May 7, 2012 to Apr 30, 2019 · Brookfield, Wi
• H• B•••• I••• former
  Dec 16, 2009 to Apr 1, 2021 · Elm G••••, Wi
• L•• F•••••••• L•• BD affiliated
  Sep 8, 2009 to Dec 22, 2009 · Brookfield, Wi
• W••••••••• F•••••••• G••••• I••• unclassified
  Sep 24, 2002 to Sep 8, 2009 · Brookfield, Wi

• G•••• P•••• A•••••••• L•• to L•• F•••••••• L••
  left May 1, 2025, registered May 1, 2025 (0 days) · corporate re-registration, not a move
• H• B•••• I••• to A•••• W••••• M••••••••• L••
  left Apr 1, 2021, registered May 7, 2012 (-3251 days) · Other
• A•••• W••••• M••••••••• L•• to G•••• P•••• A•••••••• L••
  left Apr 30, 2019, registered Apr 1, 2021 (702 days) · RIA to affiliated broker-dealer or bank · moved with a team
• L•• F•••••••• L•• to H• B•••• I•••
  left Dec 22, 2009, registered Dec 16, 2009 (-6 days) · Other
• W••••••••• F•••••••• G••••• I••• to L•• F•••••••• L••
  left Sep 8, 2009, registered Sep 8, 2009 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

26derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address