RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••• N••• P•••••
- F•••• H•••••••• C••••••••• I••• BD affiliated currentsince Mar 20, 2013 · Londonderry, Nh
- S•••••••• F••••••••• I••• formerOct 31, 2008 to Sep 8, 2009 · Manchester, Nh
- A••••••• G•••••• S••••••••• I••••••••• unclassifiedApr 26, 2007 to Oct 31, 2008 · Londonderry, Nh
- S•••••••• F••••••••• I••• to F•••• H•••••••• C••••••••• I•••left Sep 8, 2009, registered Mar 20, 2013 (1289 days) · Other
- A••••••• G•••••• S••••••••• I••••••••• to S•••••••• F••••••••• I•••left Oct 31, 2008, registered Oct 31, 2008 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address