DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

James Robert Karberg

Redw Wealth LLCmixed wealthPhoenix, Az IA-onlyIAPD 4125416

Certified Financial Planner

Feed of 09/15/2026

Also filed as Jamie Karberg

At current firm

1 y

since Oct 1, 2024

In the industry

26 y

since Mar 27, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Redw Wealth LLC mixed wealth current
since Oct 1, 2024 · Phoenix, Az
Avantax Advisory Services former
Oct 25, 2019 to Sep 30, 2024 · Irving, Tx
1st Global Advisors Inc former
Feb 1, 2018 to Oct 25, 2019 · Phoenix, Az
Allstate Financial Advisors, LLC BD affiliated
Jun 15, 2017 to Jan 12, 2018 · Cave Creek, Az
Strategic Advisers LLC national BD
Feb 24, 2015 to Jan 19, 2017 · Scottsdale, Az
Charles Schwab & Co., Inc. national BD
Jun 3, 2013 to Feb 6, 2015 · Peoria, Az
Banc Of America Investment Services, Inc. unclassified
Oct 17, 2003 to May 25, 2005 · Las Vegas, Nv
Wells Fargo Investments, LLC unclassified
Oct 24, 2002 to Nov 14, 2003 · Las Vegas, Nv
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Apr 17, 2000 to Oct 23, 2002 · Las Vegas, Nv

Moves

a registration end followed by a registration begin elsewhere

Avantax Advisory Services to Redw Wealth LLC
left Sep 30, 2024, registered Oct 1, 2024 (1 days) · Affiliated broker-dealer or bank to independent RIA
1st Global Advisors Inc to Avantax Advisory Services
left Oct 25, 2019, registered Oct 25, 2019 (0 days) · corporate re-registration, not a move
Allstate Financial Advisors, LLC to 1st Global Advisors Inc
left Jan 12, 2018, registered Feb 1, 2018 (20 days) · Other
Strategic Advisers LLC to Allstate Financial Advisors, LLC
left Jan 19, 2017, registered Jun 15, 2017 (147 days) · Other
Charles Schwab & Co., Inc. to Strategic Advisers LLC
left Feb 6, 2015, registered Feb 24, 2015 (18 days) · Affiliated broker-dealer or bank to another
Banc Of America Investment Services, Inc. to Charles Schwab & Co., Inc.
left May 25, 2005, registered Jun 3, 2013 (2931 days) · Other
Wells Fargo Investments, LLC to Banc Of America Investment Services, Inc.
left Nov 14, 2003, registered Oct 17, 2003 (-28 days) · Other
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Wells Fargo Investments, LLC
left Oct 23, 2002, registered Oct 24, 2002 (1 days) · Other

Signals

James Robert Karberg left Avantax Advisory Services for Redw Wealth Llc (registered 2024-10-01)
Sep 30, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address