DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Nancy Vandergoot
Feed of 09/15/2026
Also filed as Nancy Yamileth Zelaya
At current firm
0 y
since Mar 5, 2026
In the industry
25 y
since Nov 3, 2000 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Td Private Client Wealth LLC BD affiliated currentsince Mar 5, 2026 · Randolph, Nj
- Advice And Planning Services BD affiliatedSep 22, 2021 to Oct 1, 2025 · Roseland, Nj
- J.P. Morgan Securities LLC wirehouseSep 12, 2018 to Sep 7, 2021 · Clinton, Nj
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMay 23, 2011 to Sep 4, 2018 · Clinton, Nj
- Chase Investment Services Corp. formerDec 7, 2009 to Apr 13, 2011 · Warren, Nj
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFeb 25, 2008 to Nov 18, 2009 · Bridgewater, Nj
Moves
a registration end followed by a registration begin elsewhere
- Advice And Planning Services to Td Private Client Wealth LLCleft Oct 1, 2025, registered Mar 5, 2026 (155 days) · Affiliated broker-dealer or bank to another
- J.P. Morgan Securities LLC to Advice And Planning Servicesleft Sep 7, 2021, registered Sep 22, 2021 (15 days) · Wirehouse to affiliated broker-dealer or bank
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to J.P. Morgan Securities LLCleft Sep 4, 2018, registered Sep 12, 2018 (8 days) · Wirehouse to wirehouse · moved with a team
- Chase Investment Services Corp. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Apr 13, 2011, registered May 23, 2011 (40 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Chase Investment Services Corp.left Nov 18, 2009, registered Dec 7, 2009 (19 days) · Other
Signals
- Nancy Vandergoot left Advice And Planning Services for Td Private Client Wealth Llc (registered 2026-03-05)Oct 1, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address