DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
L••••• A•• L••••••
Feed of 09/14/2026
Also filed as Lillie Ann Whited
At current firm
6 y
since May 27, 2020
In the industry
25 y
since Oct 30, 2000 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince May 27, 2020 · St. Peters, Mo
- P•• W••••• M••••••••• BD affiliatedFeb 8, 2018 to Jun 2, 2020 · St. Louis, Mo
- M•• I•••••••• S•••••••• L•• BD affiliatedMay 2, 2017 to Feb 6, 2018 · St. Louis, Mo
- U••• B•••••• I••••••••• I••• formerAug 15, 2013 to Apr 5, 2017 · High Ridge, Mo
- E••••• J•••• national BDAug 14, 2013 to Aug 22, 2013 · St Louis, Mo
- U••• B•••••• I••••••••• I••• formerMar 3, 2008 to Aug 13, 2013 · Lake Saint Louis, Mo
- S••••••• I••••••••• I••• formerJan 24, 2002 to Feb 21, 2008 · St Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- P•• W••••• M••••••••• to L•• F•••••••• L••left Jun 2, 2020, registered May 27, 2020 (-6 days) · Affiliated broker-dealer or bank to another
- M•• I•••••••• S•••••••• L•• to P•• W••••• M•••••••••left Feb 6, 2018, registered Feb 8, 2018 (2 days) · Other
- U••• B•••••• I••••••••• I••• to M•• I•••••••• S•••••••• L••left Apr 5, 2017, registered May 2, 2017 (27 days) · Other
- E••••• J•••• to U••• B•••••• I••••••••• I•••left Aug 22, 2013, registered Aug 15, 2013 (-7 days) · Other
- U••• B•••••• I••••••••• I••• to E••••• J••••left Aug 13, 2013, registered Aug 14, 2013 (1 days) · Other
- S••••••• I••••••••• I••• to U••• B•••••• I••••••••• I•••left Feb 21, 2008, registered Mar 3, 2008 (11 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address