RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• M••••• M••••••
- S•• J•••• I••••••••• M••••••••• C••••••• L•• independent RIA currentsince Feb 16, 2026 · Jacksonville, Fl
- P•• M•••••• A•••••• S••••••••• I••• formerOct 15, 2010 to Dec 13, 2013 · Houston, Tx
- S• J•••• W••••• M••••••••• unclassifiedJan 2, 2006 to Oct 15, 2010 · Jacksonville, Fl
- C•••••• S••••• • C••• I••• national BDSep 1, 2000 to Jul 31, 2002 · Jacksonville, Fl
- P•• M•••••• A•••••• S••••••••• I••• to S•• J•••• I••••••••• M••••••••• C••••••• L••left Dec 13, 2013, registered Feb 16, 2026 (4448 days) · Other
- S• J•••• W••••• M••••••••• to P•• M•••••• A•••••• S••••••••• I•••left Oct 15, 2010, registered Oct 15, 2010 (0 days) · corporate re-registration, not a move
- C•••••• S••••• • C••• I••• to S• J•••• W••••• M•••••••••left Jul 31, 2002, registered Jan 2, 2006 (1251 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address