DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S•• J•••• I••••••••• M••••••••• C••••••• L••
Latest filing Feb 19, 2026
First filing on the tape Dec 10, 2013 · 30 filings
SEC status approved since Mar 18, 2014
RAUM
$375M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
97%
$362M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$93.7M
derived; firm RAUM over IAPD count
Employees
6
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
30 filings and snapshots on the tape
RAUM$375M as of Feb 19, 2026
Mar 18, 2014$188M then
HNW client RAUM$332M as of Feb 19, 2026
Mar 5, 2018$187M then
State-registered IARs (5.B.3)5 as of Feb 19, 2026
Mar 18, 20143 then
Employees (5.A)6 as of Feb 19, 2026
Mar 18, 20143 then
Private funds: no history
RAUM +9.4% over the last fiscal year+10% a year over threeIARs 4 to 5
Practice profile
derived from the filing of Feb 19, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $93.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 60derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.0MderivedHNW RAUM over HNW clients
- Average account
- $621,632derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 3.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +9.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- +25%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +7.2%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Custody
- $173M, 130 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$332M89%
- Individuals$30.2M8.1%
- Charitable organizations$12.4M3.3%
- Individual clients
- 128reported
- HNW clients
- 111reported
- Pension plan clients
- 0reported
- Charitable clients
- n/areported
- Accounts
- 603reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $173M for 130 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D•••• W••• P••••Chartered Financial Analyst | Jacksonville, Fl | Jul 30, 2014 | 23 y | 2 |
| S•••••••• D••••• P•••• | Jacksonville, Fl | Sep 26, 2016 | 10 y | 0 |
| D•••• A••••• P•••• | Jacksonville, Fl | Jan 1, 2026 | 17 y | 2 |
| M•••••• M••••• M•••••• | Jacksonville, Fl | Feb 16, 2026 | 26 y | 3 |
Advisor movement
0 left, 2 joined in 12 months
net +2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- J••• E•••• S••••• to F•••• F••••••••• A•••••••Oct 6, 2017 · Other
Joined, latest
- M•••••• M••••• M•••••• from P•• M•••••• A•••••• S••••••••• I•••Feb 16, 2026 · Other
- D•••• A••••• P•••• from P•• M•••••• A•••••• S••••••••• I•••Jan 1, 2026 · Other
- D•••• W••• P•••• from P•• M•••••• A•••••• S••••••••• I•••Jul 30, 2014 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- P••••• D••••• A••••• · Member, Chief Compliance Officercontrolsince 03/2015 · owns 25% to 50%
- P••••• D••••• W••• · Manager, Ceo, President, Ciocontrolsince 09/2013 · owns 25% to 50%
- M••••••• M••••••• M••••• · Member, Portfolio Managersince 09/2013 · owns 25% to 50%
- T••••• A•••••• J••••• · Chairman Emeritussince 08/2014 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Jacksonville, Fl · principal | 4 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 577 to 603Jan 21, 2025 to Feb 19, 2026
- HNW clients · 103 to 111Jan 21, 2025 to Feb 19, 2026
- Individual clients · 120 to 128Jan 21, 2025 to Feb 19, 2026
- Assets in custody · $136M to $173MJan 21, 2025 to Feb 19, 2026
- State-registered IARs · 4 to 5Jan 21, 2025 to Feb 19, 2026
- Discretionary RAUM · $342M to $374MJan 21, 2025 to Feb 19, 2026
- HNW RAUM · $301M to $332MJan 21, 2025 to Feb 19, 2026
- Individual RAUM · $30.5M to $30.2MJan 21, 2025 to Feb 19, 2026
- Non-discretionary RAUM · $386,485 to $447,455Jan 21, 2025 to Feb 19, 2026
- RAUM · $342M to $375MJan 21, 2025 to Feb 19, 2026
- Accounts · 564 to 577Jun 22, 2024 to Jan 21, 2025
- Advisory employees · 4 to 5Jun 22, 2024 to Jan 21, 2025
- HNW clients · 97 to 103Jun 22, 2024 to Jan 21, 2025
- Individual clients · 118 to 120Jun 22, 2024 to Jan 21, 2025
- Assets in custody · $123M to $136MJun 22, 2024 to Jan 21, 2025
- Employees · 5 to 6Jun 22, 2024 to Jan 21, 2025
- Financial planning clients · unset to Jun 22, 2024 to Jan 21, 2025
- Discretionary RAUM · $312M to $342MJun 22, 2024 to Jan 21, 2025
- HNW RAUM · $273M to $301MJun 22, 2024 to Jan 21, 2025
- Individual RAUM · $29.1M to $30.5MJun 22, 2024 to Jan 21, 2025
- Non-discretionary RAUM · $334,626 to $386,485Jun 22, 2024 to Jan 21, 2025
- RAUM · $312M to $342MJun 22, 2024 to Jan 21, 2025
- Accounts · 548 to 564Mar 3, 2023 to Feb 13, 2024
- Corporate clients · unset to 0.0Mar 3, 2023 to Feb 13, 2024
- Individual clients · 110 to 118Mar 3, 2023 to Feb 13, 2024
- Pension plan clients · unset to 0.0Mar 3, 2023 to Feb 13, 2024
- Assets in custody · $80.7M to $123MMar 3, 2023 to Feb 13, 2024
- Discretionary RAUM · $280M to $312MMar 3, 2023 to Feb 13, 2024
- HNW RAUM · $241M to $273MMar 3, 2023 to Feb 13, 2024
- Individual RAUM · $25.6M to $29.1MMar 3, 2023 to Feb 13, 2024
- Non-discretionary RAUM · $332,766 to $334,626Mar 3, 2023 to Feb 13, 2024
- Pension RAUM · $3.9M to $0Mar 3, 2023 to Feb 13, 2024
- RAUM · $281M to $312MMar 3, 2023 to Feb 13, 2024
- Accounts · 543 to 548Mar 9, 2022 to Mar 3, 2023
- HNW clients · 102 to 97Mar 9, 2022 to Mar 3, 2023
- Individual clients · 103 to 110Mar 9, 2022 to Mar 3, 2023
- Pension plan clients · 0.0 to unsetMar 9, 2022 to Mar 3, 2023
- Assets in custody · $103M to $80.7MMar 9, 2022 to Mar 3, 2023
- Employees · 4 to 5Mar 9, 2022 to Mar 3, 2023
- Discretionary RAUM · $311M to $280MMar 9, 2022 to Mar 3, 2023
Signals
1 dated events
- St. Johns Investment Management Company, Llc filed its initial SEC registration (Form ADV)Dec 10, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 904-379-7903reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 904-683-3288reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- SJIM.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 904-379-7903reportedpublic record, Form ADV, Feb 19, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $93.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026