RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• A•• S••••••
- V••• F•••••••• A•••••••• I••• BD affiliated currentsince Oct 25, 2023 · Bellevue, Ne
- C••••• A•••••• N••••••• L•• formerJun 9, 2021 to Nov 16, 2021 · El Segundo, Ca
- V••• F•••••••• P•••••••• L•• formerAug 25, 2015 to Jun 12, 2017 · Bellevue, Ne
- V••• F•••••••• A•••••••• I••• BD affiliatedAug 24, 2015 to Jun 9, 2021 · Bellevue, Ne
- V••• R••••••••• A•••••••• L•• otherAug 24, 2015 to Jun 12, 2017 · Bellevue, Ne
- S••••••••• A•••••• A•••••••• I••• formerMar 20, 2009 to Aug 18, 2015 · La Vista, Ne
- C••••• A•••••• N••••••• L•• to V••• F•••••••• A•••••••• I•••left Nov 16, 2021, registered Oct 25, 2023 (708 days) · Affiliated broker-dealer or bank to another
- V••• F•••••••• A•••••••• I••• to V••• F•••••••• P•••••••• L••left Jun 9, 2021, registered Aug 25, 2015 (-2115 days) · Other
- V••• F•••••••• P•••••••• L•• to C••••• A•••••• N••••••• L••left Jun 12, 2017, registered Jun 9, 2021 (1458 days) · Other
- V••• R••••••••• A•••••••• L•• to V••• F•••••••• A•••••••• I•••left Jun 12, 2017, registered Aug 24, 2015 (-658 days) · Other
- S••••••••• A•••••• A•••••••• I••• to V••• R••••••••• A•••••••• L••left Aug 18, 2015, registered Aug 24, 2015 (6 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address