DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• P•••••• R••••••

F•••• C••••••• I••••••• S•••••••• I•••BD affiliatedAlpharetta, Ga dual registrantIAPD 4126459

Feed of 09/15/2026

Also filed as J••• P R••••••

At current firm

1 y

since Jul 2, 2025

In the industry

26 y

since Mar 28, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

F•••• C••••••• I••••••• S•••••••• I••• BD affiliated current
since Jul 2, 2025 · Alpharetta, Ga
B•••• W•••••• L•• independent RIA
Jan 6, 2025 to Jun 16, 2025 · Atlanta, Ga
B•••• W•••••• L•• former
Mar 28, 2024 to Dec 31, 2024 · Atlanta, Ga
T••••• A••••••• S•••••••• I••• BD affiliated
Sep 21, 2016 to Oct 10, 2023 · Alpharetta, Ga
S••••••• I••••••••• S•••••••• I••• former
Jun 19, 2015 to Dec 31, 2016 · Alpharetta, Ga

Moves

a registration end followed by a registration begin elsewhere

B•••• W•••••• L•• to F•••• C••••••• I••••••• S•••••••• I•••
left Jun 16, 2025, registered Jul 2, 2025 (16 days) · RIA to affiliated broker-dealer or bank
B•••• W•••••• L•• to B•••• W•••••• L••
left Dec 31, 2024, registered Jan 6, 2025 (6 days) · channel change inside one enterprise, not a move · moved with a team
T••••• A••••••• S•••••••• I••• to B•••• W•••••• L••
left Oct 10, 2023, registered Mar 28, 2024 (170 days) · Affiliated broker-dealer or bank to independent RIA
S••••••• I••••••••• S•••••••• I••• to T••••• A••••••• S•••••••• I•••
left Dec 31, 2016, registered Sep 21, 2016 (-101 days) · corporate re-registration, not a move

Signals

J••• P•••••• R•••••• left B•••• W•••••• L•• for F•••• C••••••• I••••••• S•••••••• I••• (registered 2025-07-02)
Jun 16, 2025 · Advisor changed firm · fact
J••• P•••••• R•••••• left T••••• A••••••• S•••••••• I••• for B•••• W•••••• L•• (registered 2024-03-28)
Oct 10, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address