RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• P••• K••••
- N•• A••••••• S••••••• I•• independent RIA currentsince Jul 3, 2025 · Columbus, Ne
- T•• A•••••••• G•••• BD affiliatedOct 16, 2023 to Jul 2, 2025 · Columbus, Ne
- M••• S••••• A•••••••• L•• formerJul 16, 2013 to Oct 16, 2023 · Columbus, Ne
- C• W••••• M••••••••• L•• independent RIAOct 11, 2011 to Jul 8, 2013 · Schaumburg, Il
- W•••••• S••••••••• C••••••••• unclassifiedMay 1, 2008 to Sep 30, 2011 · Eden Prairie, Mn
- P•••• S••••••••• L•• no RAUMApr 9, 2002 to Mar 18, 2008 · Columbus, Ne
- T•• A•••••••• G•••• to N•• A••••••• S••••••• I••left Jul 2, 2025, registered Jul 3, 2025 (1 days) · corporate re-registration, not a move
- M••• S••••• A•••••••• L•• to T•• A•••••••• G••••left Oct 16, 2023, registered Oct 16, 2023 (0 days) · Other
- C• W••••• M••••••••• L•• to M••• S••••• A•••••••• L••left Jul 8, 2013, registered Jul 16, 2013 (8 days) · Other
- W•••••• S••••••••• C••••••••• to C• W••••• M••••••••• L••left Sep 30, 2011, registered Oct 11, 2011 (11 days) · Other
- P•••• S••••••••• L•• to W•••••• S••••••••• C•••••••••left Mar 18, 2008, registered May 1, 2008 (44 days) · Other
- B•••• P••• K•••• left M••• S••••• A•••••••• L•• for T•• A•••••••• G•••• (registered 2023-10-16)Oct 16, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address