DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R••• C•••••

L•• E••••••••• L••BD affiliatedBranson, Mo dual registrantIAPD 4133331

Certified Financial Planner

Feed of 09/15/2026

Also filed as Ryan Dominic-Sanford Cowell

At current firm

1 y

since Nov 14, 2024

In the industry

26 y

since Apr 17, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• E••••••••• L•• BD affiliated current
since Nov 14, 2024 · Little Rock, Ar
P•••• S••••••••• L•• no RAUM
Jun 5, 2024 to Nov 14, 2024 · Bentonville, Ar
A••••• W••••• M••••••••• independent RIA
Jul 15, 2021 to Jan 23, 2023 · Lowell, Ar
A••••• A•• P••••••• S••••••• BD affiliated
Jan 7, 2008 to Nov 13, 2020 · Little Rock, Ar
S•••••••• A••••••• L•• national BD
Aug 10, 2001 to Feb 25, 2008 · Bethesda, Md

Moves

a registration end followed by a registration begin elsewhere

P•••• S••••••••• L•• to L•• E••••••••• L••
left Nov 14, 2024, registered Nov 14, 2024 (0 days) · corporate re-registration, not a move
A••••• W••••• M••••••••• to P•••• S••••••••• L••
left Jan 23, 2023, registered Jun 5, 2024 (499 days) · RIA to affiliated broker-dealer or bank
A••••• A•• P••••••• S••••••• to A••••• W••••• M•••••••••
left Nov 13, 2020, registered Jul 15, 2021 (244 days) · Affiliated broker-dealer or bank to independent RIA
S•••••••• A••••••• L•• to A••••• A•• P••••••• S•••••••
left Feb 25, 2008, registered Jan 7, 2008 (-49 days) · Other

Signals

R••• C••••• left A••••• W••••• M••••••••• for P•••• S••••••••• L•• (registered 2024-06-05)
Jan 23, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address