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Registered advisor
H•••• S••••••
Feed of 09/14/2026
Also filed as H•••• Harpreet Singh
At current firm
0 y
since Jun 26, 2026
In the industry
26 y
since Feb 10, 2000 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P•••••• A•••••• G••••• L•• BD affiliated currentsince Jun 26, 2026 · San Ramon, Ca
- M•••••• A•••••• N•••••• BD affiliatedMay 26, 2021 to Jun 26, 2026 · Newark, Ca
- W•••• F•••• A••••••• wirehouseJan 3, 2011 to Jun 2, 2021 · San Leandro, Ca
- W•••• F•••• I••••••••• L•• unclassifiedSep 21, 2010 to Jan 3, 2011 · Union City, Ca
- B••••••• I••••••••• S•••••••• I••• ••••• formerMar 2, 2010 to Sep 22, 2010 · Hayward, Ca
Moves
a registration end followed by a registration begin elsewhere
- M•••••• A•••••• N•••••• to P•••••• A•••••• G••••• L••left Jun 26, 2026, registered Jun 26, 2026 (0 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to M•••••• A•••••• N••••••left Jun 2, 2021, registered May 26, 2021 (-7 days) · Wirehouse to independent RIA · moved with a team
- W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
- B••••••• I••••••••• S•••••••• I••• ••••• to W•••• F•••• I••••••••• L••left Sep 22, 2010, registered Sep 21, 2010 (-1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address