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Registered advisor
C••••••••• C•••••• M•••••
Feed of 09/15/2026
Also filed as C••••••••• C M•••••
At current firm
6 y
since Oct 25, 2019
In the industry
26 y
since Mar 30, 2000 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Oct 25, 2019 · Marlton, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 27, 2011 to Oct 28, 2019 · Mount Laurel, Nj
- M••••• S•••••• wirehouseJun 1, 2009 to Jun 14, 2011 · Mount Laurel, Nj
- C•••••••• G••••• M•••••• I••• BD affiliatedJul 25, 2002 to Jun 1, 2009 · Mt. Laurel, Nj
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Oct 28, 2019, registered Oct 25, 2019 (-3 days) · Wirehouse to wirehouse
- M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jun 14, 2011, registered May 27, 2011 (-18 days) · Wirehouse to wirehouse
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address