RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• J••••• G•••••• M••••••
- B••• F•••••••• G•••• independent RIA currentsince Sep 17, 2026 · San Francisco, Ca
- B••••••• I••• independent RIAJul 26, 2023 to Aug 5, 2026 · Foster City, Ca
- C••••• A•••••• N••••••• L•• formerOct 23, 2020 to May 18, 2023 · Walnut Creek, Ca
- R•••••• J•••• • A••••••••• I••• national BDSep 6, 2016 to Aug 4, 2020 · San Francisco, Ca
- D••••••• B••• S••••••••• I••• no RAUMNov 5, 2015 to Sep 6, 2016 · San Francisco, Ca
- A••••••••• F•••••••• S•••••••• L•• national BDMar 20, 2014 to Nov 3, 2015 · San Francisco, Ca
- C•• F•••••••• G••••• I••• formerAug 20, 2013 to Dec 31, 2013 · Scottsdale, Az
- W•••• F•••• A••••••• wirehouseJul 20, 2010 to Jul 29, 2013 · Palo Alto, Ca
- M••••• S•••••• wirehouseJun 1, 2009 to Jun 18, 2010 · San Jose, Ca
- C•••••••• G••••• M•••••• I••• BD affiliatedDec 10, 2007 to Jun 1, 2009 · San Jose, Ca
- B••••••• I••• to B••• F•••••••• G••••left Aug 5, 2026, registered Sep 17, 2026 (43 days) · RIA to RIA
- C••••• A•••••• N••••••• L•• to B••••••• I•••left May 18, 2023, registered Jul 26, 2023 (69 days) · Affiliated broker-dealer or bank to independent RIA
- R•••••• J•••• • A••••••••• I••• to C••••• A•••••• N••••••• L••left Aug 4, 2020, registered Oct 23, 2020 (80 days) · Affiliated broker-dealer or bank to another
- D••••••• B••• S••••••••• I••• to R•••••• J•••• • A••••••••• I•••left Sep 6, 2016, registered Sep 6, 2016 (0 days) · corporate re-registration, not a move
- A••••••••• F•••••••• S•••••••• L•• to D••••••• B••• S••••••••• I•••left Nov 3, 2015, registered Nov 5, 2015 (2 days) · Other
- C•• F•••••••• G••••• I••• to A••••••••• F•••••••• S•••••••• L••left Dec 31, 2013, registered Mar 20, 2014 (79 days) · Other
- W•••• F•••• A••••••• to C•• F•••••••• G••••• I•••left Jul 29, 2013, registered Aug 20, 2013 (22 days) · Other
- M••••• S•••••• to W•••• F•••• A•••••••left Jun 18, 2010, registered Jul 20, 2010 (32 days) · Wirehouse to wirehouse
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- R••••• J••••• G•••••• M•••••• registered as an investment adviser representative at B••• F•••••••• G••••Sep 17, 2026 · a•••••• registered · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address