RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••••• B•••• G••••
- I••••••••• A•••••• A•••••••• L•• i••••••••• wealth currentsince May 26, 2015 · Clemmons, Nc
- W•••• F•••• A••••••• wirehouseJan 4, 2010 to May 27, 2015 · Clemmons, Nc
- C••••• A•••••• N••••••• L•• formerOct 25, 2005 to Dec 31, 2009 · Winston-Salem, Nc
- B••• V••• S••••••••• L•• unclassifiedJun 16, 2003 to Oct 25, 2005 · Winston-Salem, Nc
- W•••• F•••• A••••••• to I••••••••• A•••••• A•••••••• L••left May 27, 2015, registered May 26, 2015 (-1 days) · Other · moved with a team
- C••••• A•••••• N••••••• L•• to W•••• F•••• A•••••••left Dec 31, 2009, registered Jan 4, 2010 (4 days) · Other
- B••• V••• S••••••••• L•• to C••••• A•••••• N••••••• L••left Oct 25, 2005, registered Oct 25, 2005 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- I••••••••• WEALTHderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address