J••••••• D•• H•••

• L•• F•••••••• L•• BD affiliated current
  since Nov 29, 2016 · Bozeman, Mt
• C••••• I••••••••• A••••••• L•• BD affiliated
  Jan 21, 2014 to Nov 30, 2016 · Bozeman, Mt
• C••••• I••••••••• S••••••• L•• former
  Jun 3, 2008 to Jan 21, 2014 · Hill City, Sd
• P•••••••• S••••••••• I••• BD affiliated
  Jul 31, 2007 to Jun 2, 2008 · Rapid City, Sd
• T••••••• I••••••••• M••••••••• I••• BD affiliated
  Jun 6, 2006 to Nov 28, 2006 · Rapid City, Sd

• C••••• I••••••••• A••••••• L•• to L•• F•••••••• L••
  left Nov 30, 2016, registered Nov 29, 2016 (-1 days) · corporate re-registration, not a move
• C••••• I••••••••• S••••••• L•• to C••••• I••••••••• A••••••• L••
  left Jan 21, 2014, registered Jan 21, 2014 (0 days) · corporate re-registration, not a move
• P•••••••• S••••••••• I••• to C••••• I••••••••• S••••••• L••
  left Jun 2, 2008, registered Jun 3, 2008 (1 days) · Other
• T••••••• I••••••••• M••••••••• I••• to P•••••••• S••••••••• I•••
  left Nov 28, 2006, registered Jul 31, 2007 (245 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

20derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address