DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• D•••••

W••••• R••••••• I••••••••• A••••••• L••state registeredMesa, AzIA-onlyIAPD 4147196

Feed of 09/14/2026

Also filed as J•••• Wade

At current firm

7 y

since Mar 11, 2019

In the industry

27 y

since Dec 1, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W••••• R••••••• I••••••••• A••••••• L•• state registered current
since Mar 11, 2019 · Mesa, Az
L••••• W••••• M••••••••• L•• independent RIA
Sep 19, 2022 to May 1, 2024 · Mesa, Az
T•••••• F••••••••• L•• independent RIA
Jan 25, 2012 to Nov 20, 2019 · Mesa, Az
T•••••• A•••••••• L•• unclassified
May 11, 2010 to Dec 31, 2011 · Mesa, Az
T•••••• F••••••••• L•• independent RIA
Sep 10, 2007 to May 17, 2010 · Mesa, Az
H•••••• T••••••• • K•••• L•• independent RIA
Sep 10, 2002 to Jun 2, 2004 · Salt Lake City , Ut

Moves

a registration end followed by a registration begin elsewhere

L••••• W••••• M••••••••• L•• to no registered destination
left May 1, 2024 · Departure, no registered destination
T•••••• F••••••••• L•• to W••••• R••••••• I••••••••• A••••••• L••
left Nov 20, 2019, registered Mar 11, 2019 (-254 days) · RIA to a state-registered adviser
T•••••• A•••••••• L•• to T•••••• F••••••••• L••
left Dec 31, 2011, registered Jan 25, 2012 (25 days) · Other
T•••••• F••••••••• L•• to T•••••• A•••••••• L••
left May 17, 2010, registered May 11, 2010 (-6 days) · Other
H•••••• T••••••• • K•••• L•• to T•••••• F••••••••• L••
left Jun 2, 2004, registered Sep 10, 2007 (1195 days) · Other

Signals

J•••• D••••• no longer registered at L••••• W••••• M••••••••• L••; no later IA registration on IAPD
May 1, 2024 · Advisor departure · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address