RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••• M•••• L•••••••
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Jun 20, 2025 · Philadelphia, Pa
- A••••• A•• P••••••• S••••••• BD affiliatedJan 6, 2014 to Jun 20, 2018 · Philadelphia, Pa
- A•• I••••••••• S•••••••• I••• asset managerJul 17, 2008 to Dec 4, 2013 · Drescher, Pa
- L•••••• F•••••••• D••••••••• I••• unclassifiedJan 25, 2005 to Jun 27, 2008 · Radnor, Pa
- H••••• • C••• L•• otherFeb 12, 2003 to Jul 21, 2004 · West Conshohocken, Pa
- A•• I••••••••• S•••••••• I••• to A••••• A•• P••••••• S•••••••left Dec 4, 2013, registered Jan 6, 2014 (33 days) · Other
- L•••••• F•••••••• D••••••••• I••• to A•• I••••••••• S•••••••• I•••left Jun 27, 2008, registered Jul 17, 2008 (20 days) · Other
- H••••• • C••• L•• to L•••••• F•••••••• D••••••••• I•••left Jul 21, 2004, registered Jan 25, 2005 (188 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address