RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- S•••• independent RIA currentsince Nov 7, 2025 · Carmel, In
- C••••••••• F•••••••• N•••••• national BDSep 22, 2017 to Nov 3, 2025 · Waltham, Ma
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 25, 2017 to Sep 26, 2017 · Indianapolis, In
- M•• F•••••••• S•••••••• I••• formerJan 2, 2015 to Mar 25, 2017 · Indianapolis, In
- N•• E•••••• S••••••••• C••••••••• formerSep 27, 2007 to Jan 2, 2015 · Indianapolis, In
- A• G• E•••••• • S•••• I••• unclassifiedJun 21, 2002 to Sep 19, 2007 · Indianapolis, In
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJun 12, 2000 to Jun 24, 2002 · Carmel, In
- C••••••••• F•••••••• N•••••• to S••••left Nov 3, 2025, registered Nov 7, 2025 (4 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- M•• I•••••••• S•••••••• L•• to C••••••••• F•••••••• N••••••left Sep 26, 2017, registered Sep 22, 2017 (-4 days) · Other
- M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
- N•• E•••••• S••••••••• C••••••••• to M•• F•••••••• S•••••••• I•••left Jan 2, 2015, registered Jan 2, 2015 (0 days) · corporate re-registration, not a move
- A• G• E•••••• • S•••• I••• to N•• E•••••• S••••••••• C•••••••••left Sep 19, 2007, registered Sep 27, 2007 (8 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A• G• E•••••• • S•••• I•••left Jun 24, 2002, registered Jun 21, 2002 (-3 days) · Other
- S••••• S•••• M•••• left C••••••••• F•••••••• N•••••• for Savvy (registered 2025-11-07)Nov 3, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address