DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

S••••• Y••••• P•••••

R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedSaint Petersburg, Fl dual registrantIAPD 4149057

Feed of 09/15/2026

Also filed as S••••• Y••••• P•••••

At current firm

3 y

since Dec 21, 2022

In the industry

18 y

since Nov 12, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated current
since Dec 21, 2022 · Jacksonville, Fl
R•••••• J•••• • A••••••••• I••• national BD
Nov 17, 2022 to Mar 10, 2026 · Jacksonville, Fl
M••••• S•••••• wirehouse
May 9, 2018 to Sep 12, 2022 · Tampa, Fl
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Mar 30, 2016 to Feb 14, 2018 · Jacksonville, Fl
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Nov 12, 2007 to Jul 27, 2010 · Jacksonville, Fl

Moves

a registration end followed by a registration begin elsewhere

R•••••• J•••• • A••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Mar 10, 2026, registered Dec 21, 2022 (-1175 days) · Affiliated broker-dealer or bank to another · moved with a team
M••••• S•••••• to R•••••• J•••• • A••••••••• I•••
left Sep 12, 2022, registered Nov 17, 2022 (66 days) · Wirehouse to affiliated broker-dealer or bank
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••
left Feb 14, 2018, registered May 9, 2018 (84 days) · Wirehouse to wirehouse · moved with a team

Signals

S••••• Y••••• P••••• left R•••••• J•••• • A••••••••• I••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2022-12-21)
Mar 10, 2026 · Advisor changed firm · fact
S••••• Y••••• P••••• left M••••• S•••••• for R•••••• J•••• • A••••••••• I••• (registered 2022-11-17)
Sep 12, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address