DFX Intelligence
RIA Intelligence
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Registered advisor
A••••• J••••• S••••••
Feed of 09/15/2026
At current firm
6 y
since Sep 10, 2020
In the industry
26 y
since May 2, 2000 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• G•••• I••••••••• A•••••••• L•• independent RIA currentsince Sep 10, 2020 · Mission Woods, Ks
- W•••• F•••• A••••••• wirehouseApr 17, 2015 to Sep 9, 2020 · Fairway, Ks
- W•••• F•••• A••••••• wirehouseJan 1, 2008 to Apr 17, 2015 · Overland Park, Ks
- A• G• E•••••• • S•••• I••• unclassifiedJun 20, 2000 to Jan 1, 2008 · Overland Park, Ks
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to M••••• G•••• I••••••••• A•••••••• L••left Sep 9, 2020, registered Sep 10, 2020 (1 days) · Wirehouse to independent RIA
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Apr 17, 2015, registered Apr 17, 2015 (0 days) · channel change inside one enterprise, not a move
- A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address