RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• R•••••• C••••••
- M•••• F•••••••• A••••••• BD affiliated currentsince Jan 9, 2026 · Meriden, Ks
- W••••••••• A••••••• P••••••• L•• BD affiliatedSep 11, 2020 to Feb 25, 2026 · West Chester, Pa
- A•••••• A••••••• S••••••• formerOct 25, 2019 to Sep 15, 2020 · Irving, Tx
- 1•• G••••• A••••••• I•• formerNov 9, 2007 to Oct 25, 2019 · Topeka, Ks
- T••••••••• F•••••••• A•••••••• I••• unclassifiedNov 27, 2006 to Nov 14, 2007 · Charlotte, Nc
- A• G• E•••••• • S•••• I••• unclassifiedJul 25, 2000 to Dec 18, 2002 · Salina, Ks
- W••••••••• A••••••• P••••••• L•• to M•••• F•••••••• A•••••••left Feb 25, 2026, registered Jan 9, 2026 (-47 days) · RIA to RIA · moved with a team
- A•••••• A••••••• S••••••• to W••••••••• A••••••• P••••••• L••left Sep 15, 2020, registered Sep 11, 2020 (-4 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- 1•• G••••• A••••••• I•• to A•••••• A••••••• S•••••••left Oct 25, 2019, registered Oct 25, 2019 (0 days) · corporate re-registration, not a move
- T••••••••• F•••••••• A•••••••• I••• to 1•• G••••• A••••••• I••left Nov 14, 2007, registered Nov 9, 2007 (-5 days) · Other
- A• G• E•••••• • S•••• I••• to T••••••••• F•••••••• A•••••••• I•••left Dec 18, 2002, registered Nov 27, 2006 (1440 days) · Other
- J•••• R•••••• C•••••• left W••••••••• A••••••• P••••••• L•• for M•••• F•••••••• A••••••• (registered 2026-01-09)Feb 25, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address