DFX Intelligence

RIA Intelligence

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Team lift-out

5 advisors left A•••••• A••••••• S••••••• for W••••••••• A••••••• P••••••• L••

BD affiliatedtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
AdvisorBranchLeftRegistered
Bert Leroy FalleyIrving, TxSep 15, 2020Sep 11, 2020
Brian P. LangIrving, TxSep 15, 2020Sep 11, 2020
James Raymond ColahanIrving, TxSep 15, 2020Sep 11, 2020
Scott Michael MartinIrving, TxSep 16, 2020Sep 17, 2020
Michele Christine HammannIrving, TxSep 17, 2020Sep 11, 2020
The rule
Registrations ended
Sep 15, 2020 to Sep 17, 2020
Registered next
Sep 11, 2020 to Sep 17, 2020
Branch state
TX
Cities
1, most in Irving, Tx
Registered there that day
1,705 (people still on IAPD; an estimate)
Share of that headcount
0.3%
Succession by the destination
none on the tape
Other teams out of A•••••• A••••••• S•••••••Other teams into W••••••••• A••••••• P••••••• L••