RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• H•••••••••
- P•• W••••• M••••••••• BD affiliated currentsince Feb 18, 2026 · Sebastian, Fl
- W•••• F•••• A••••••• wirehouseMar 22, 2023 to Nov 15, 2023 · Winter Park, Fl
- P•• W••••• M••••••••• BD affiliatedApr 4, 2018 to Mar 22, 2023 · Sebastian, Fl
- C••••• I••••••••• A••••••• L•• BD affiliatedSep 14, 2017 to Mar 25, 2018 · Melbourne, Fl
- I••••• F•••••••• C••••••••• formerMar 23, 2011 to Mar 31, 2017 · Vero Beach, Fl
- F•• B•••••••• S•••••••• I••• unclassifiedJan 19, 2010 to Mar 22, 2011 · Vero Beach, Fl
- O•••• W•••••• I••• BD affiliatedNov 22, 2005 to Jan 8, 2010 · Melbourne, Fl
- W•••• F•••• A••••••• to P•• W••••• M•••••••••left Nov 15, 2023, registered Feb 18, 2026 (826 days) · Wirehouse to affiliated broker-dealer or bank
- P•• W••••• M••••••••• to W•••• F•••• A•••••••left Mar 22, 2023, registered Mar 22, 2023 (0 days) · Affiliated broker-dealer or bank to wirehouse
- C••••• I••••••••• A••••••• L•• to P•• W••••• M•••••••••left Mar 25, 2018, registered Apr 4, 2018 (10 days) · Other
- I••••• F•••••••• C••••••••• to C••••• I••••••••• A••••••• L••left Mar 31, 2017, registered Sep 14, 2017 (167 days) · Other
- F•• B•••••••• S•••••••• I••• to I••••• F•••••••• C•••••••••left Mar 22, 2011, registered Mar 23, 2011 (1 days) · Other
- O•••• W•••••• I••• to F•• B•••••••• S•••••••• I•••left Jan 8, 2010, registered Jan 19, 2010 (11 days) · Other
- K•••• H••••••••• left W•••• F•••• A••••••• for P•• W••••• M••••••••• (registered 2026-02-18)Nov 15, 2023 · Advisor changed firm · fact
- K•••• H••••••••• left P•• W••••• M••••••••• for W•••• F•••• A••••••• (registered 2023-03-22)Mar 22, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address