DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

P•••••• S••••••

M•••••• L••••• P•••••• F••••• • S•••• I•••••••••wirehouseToms River, Njdual registrantIAPD 4154643

Feed of 09/14/2026

Also filed as Patrick James Sheehan

At current firm

1 y

since Oct 18, 2024

In the industry

23 y

since Nov 13, 2002 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse current
since Oct 18, 2024 · Toms River, Nj
E•••••••• A•••••••• L•• national BD
Jul 8, 2024 to Sep 3, 2024 · Toms River, Nj
T•• F••••• G•••• state registered
Aug 17, 2012 to Oct 15, 2013 · Forked River, Nj
T• A••••••••• I••••••••• M••••••••• L•• former
Dec 22, 2009 to Jun 9, 2011 · Princeton, Nj
T• A••••••••• I••• former
Dec 22, 2009 to Jun 9, 2011 · Princeton, Nj
M••••• S•••••• wirehouse
Aug 31, 2009 to Sep 8, 2009 · Red Bank, Nj
L•••• A••••• • C•• L•• asset manager
Nov 13, 2002 to Sep 18, 2008 · Jersey City, Nj

Moves

a registration end followed by a registration begin elsewhere

E•••••••• A•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Sep 3, 2024, registered Oct 18, 2024 (45 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
T•• F••••• G•••• to E•••••••• A•••••••• L••
left Oct 15, 2013, registered Jul 8, 2024 (3919 days) · Other
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Jun 9, 2011, registered Dec 22, 2009 (-534 days) · Other
T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
left Jun 9, 2011, registered Dec 22, 2009 (-534 days) · channel change inside one enterprise, not a move
M••••• S•••••• to T• A••••••••• I•••
left Sep 8, 2009, registered Dec 22, 2009 (105 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
L•••• A••••• • C•• L•• to M••••• S••••••
left Sep 18, 2008, registered Aug 31, 2009 (347 days) · Other

Signals

P•••••• S•••••• left E•••••••• A•••••••• L•• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2024-10-18)
Sep 3, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address