RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- L•• F•••••••• L•• BD affiliated currentsince Apr 1, 2025 · Frisco, Tx
- P•••••• A•••••• G••••• L•• BD affiliatedJul 26, 2018 to Apr 4, 2025 · Dallas, Tx
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedAug 13, 2007 to Mar 6, 2009 · Las Vegas, Nv
- A••••••••• L••• otherAug 2, 2000 to Dec 1, 2006 · Los Angeles, Ca
- P•••••• A•••••• G••••• L•• to L•• F•••••••• L••left Apr 4, 2025, registered Apr 1, 2025 (-3 days) · Affiliated broker-dealer or bank to another
- B••• O• A•••••• I••••••••• S•••••••• I••• to P•••••• A•••••• G••••• L••left Mar 6, 2009, registered Jul 26, 2018 (3429 days) · Other
- A••••••••• L••• to B••• O• A•••••• I••••••••• S•••••••• I•••left Dec 1, 2006, registered Aug 13, 2007 (255 days) · Other
- S••• G••••• left P•••••• A•••••• G••••• L•• for L•• F•••••••• L•• (registered 2025-04-01)Apr 4, 2025 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address