DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Richard Allen Casciaro
Feed of 09/14/2026
Also filed as Ricahard Allen Casciaro
At current firm
1 y
since May 1, 2025
In the industry
26 y
since Apr 27, 2000 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince May 1, 2025 · Lake Geneva, Wi
- Grove Point Advisors, LLC formerApr 1, 2021 to May 1, 2025 · Fontana, Wi
- H. Beck, Inc. formerJul 29, 2010 to Apr 1, 2021 · La Jolla, Ca
- Wells Fargo Advisors wirehouseJul 1, 2008 to Jul 27, 2010 · Orange, Ca
- UBS Financial Services Inc. wirehouseOct 8, 2004 to Jul 11, 2008 · Seal Beach, Ca
- Citigroup Global Markets Inc. BD affiliatedAug 1, 2000 to Oct 22, 2004 · Long Beach, Ca
Moves
a registration end followed by a registration begin elsewhere
- Grove Point Advisors, LLC to LPL Financial LLCleft May 1, 2025, registered May 1, 2025 (0 days) · corporate re-registration, not a move
- H. Beck, Inc. to Grove Point Advisors, LLCleft Apr 1, 2021, registered Apr 1, 2021 (0 days) · corporate re-registration, not a move
- Wells Fargo Advisors to H. Beck, Inc.left Jul 27, 2010, registered Jul 29, 2010 (2 days) · Other
- UBS Financial Services Inc. to Wells Fargo Advisorsleft Jul 11, 2008, registered Jul 1, 2008 (-10 days) · Wirehouse to wirehouse
- Citigroup Global Markets Inc. to UBS Financial Services Inc.left Oct 22, 2004, registered Oct 8, 2004 (-14 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address