DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

T••••• L••• D• L• T••••

L•• F•••••••• L••BD affiliatedMeridian, Iddual registrantIAPD 4157579

Feed of 09/14/2026

Also filed as T••••• De La T••••

At current firm

0 y

since Aug 5, 2026

In the industry

17 y

since Apr 24, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Aug 5, 2026 · Meridian, Id
U••• B•••••• A•••••••• L•• BD affiliated
Feb 13, 2026 to Aug 7, 2026 · Meridian, Id
U••• B•••••• I••••••••• I••• former
Dec 6, 2022 to Feb 13, 2026 · Saint Paul, Mn
M••••• S•••••• wirehouse
Aug 31, 2021 to Sep 30, 2022 · Boise, Id
N••••••••• M••••• I••••••••• S••••••••• no RAUM
May 24, 2019 to Aug 3, 2021 · Boise, Id
W•••• F•••• A••••••• wirehouse
Oct 19, 2017 to May 7, 2019 · Boise, Id
U•• F•••••••• S••••••• I••• wirehouse
Aug 6, 2015 to Oct 27, 2017 · Boise, Id
W•••• F•••• A••••••• wirehouse
Apr 29, 2015 to Jun 22, 2015 · Boise, Id
U•• F•••••••• S••••••• I••• wirehouse
Jul 28, 2014 to May 13, 2015 · Boise, Id

Moves

a registration end followed by a registration begin elsewhere

U••• B•••••• A•••••••• L•• to L•• F•••••••• L••
left Aug 7, 2026, registered Aug 5, 2026 (-2 days) · Affiliated broker-dealer or bank to another
U••• B•••••• I••••••••• I••• to U••• B•••••• A•••••••• L••
left Feb 13, 2026, registered Feb 13, 2026 (0 days) · corporate re-registration, not a move
M••••• S•••••• to U••• B•••••• I••••••••• I•••
left Sep 30, 2022, registered Dec 6, 2022 (67 days) · Wirehouse to affiliated broker-dealer or bank
N••••••••• M••••• I••••••••• S••••••••• to M••••• S••••••
left Aug 3, 2021, registered Aug 31, 2021 (28 days) · Other
W•••• F•••• A••••••• to N••••••••• M••••• I••••••••• S•••••••••
left May 7, 2019, registered May 24, 2019 (17 days) · Other
U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••
left Oct 27, 2017, registered Oct 19, 2017 (-8 days) · Wirehouse to wirehouse · moved with a team
W•••• F•••• A••••••• to U•• F•••••••• S••••••• I•••
left Jun 22, 2015, registered Aug 6, 2015 (45 days) · Wirehouse to wirehouse
U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••
left May 13, 2015, registered Apr 29, 2015 (-14 days) · Wirehouse to wirehouse

Signals

T••••• L••• D• L• T•••• left U••• B•••••• A•••••••• L•• for L•• F•••••••• L•• (registered 2026-08-05)
Aug 7, 2026 · Advisor changed firm · fact
T••••• L••• D• L• T•••• left M••••• S•••••• for U••• B•••••• I••••••••• I••• (registered 2022-12-06)
Sep 30, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address