RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• E••••• M••••••
- W•••• F•••• A••••••• wirehouse currentsince Mar 19, 2024 · Radnor, Pa
- C•••••• A••••••• L•• asset managerSep 20, 2017 to Jul 19, 2023 · Manasquan, Nj
- R•••••••• I••••••••• formerMay 20, 2015 to Aug 12, 2016 · Miami, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseFeb 1, 2005 to Apr 9, 2007 · Princeton, Nj
- C•••••• A••••••• L•• to W•••• F•••• A•••••••left Jul 19, 2023, registered Mar 19, 2024 (244 days) · Other
- R•••••••• I••••••••• to C•••••• A••••••• L••left Aug 12, 2016, registered Sep 20, 2017 (404 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R•••••••• I•••••••••left Apr 9, 2007, registered May 20, 2015 (2963 days) · Other
- M•••••• E••••• M•••••• left C•••••• A••••••• L•• for W•••• F•••• A••••••• (registered 2024-03-19)Jul 19, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address