RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••• B••••••• E••••••
- L•• F•••••••• L•• BD affiliated currentsince Feb 12, 2026 · Garden Ridge, Tx
- S••••• I••••••••• A•••••••• L•• BD affiliatedMar 29, 2022 to Feb 26, 2026 · St. Louis, Mo
- E••••• J•••• national BDMay 22, 2007 to Mar 30, 2022 · Schertz, Tx
- S••••• I••••••••• A•••••••• L•• to L•• F•••••••• L••left Feb 26, 2026, registered Feb 12, 2026 (-14 days) · Affiliated broker-dealer or bank to another
- E••••• J•••• to S••••• I••••••••• A•••••••• L••left Mar 30, 2022, registered Mar 29, 2022 (-1 days) · Affiliated broker-dealer or bank to another
- C••••• B••••••• E•••••• left S••••• I••••••••• A•••••••• L•• for L•• F•••••••• L•• (registered 2026-02-12)Feb 26, 2026 · Advisor changed firm · fact
- C••••• B••••••• E•••••• left E••••• J•••• for S••••• I••••••••• A•••••••• L•• (registered 2022-03-29)Mar 30, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address