DFX Intelligence
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Registered advisor
J••••••••• M• S••••••
Feed of 09/14/2026
Also filed as J••••••••• M• B••••••••• M••••••••• B••••••••• M••••••••• M• S••••••••• S••••••••• S••••••
At current firm
2 y
since Feb 16, 2024
In the industry
26 y
since Jun 2, 2000 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Feb 16, 2024 · Pittsburgh, Pa
- C••••••••• F•••••••• N•••••• national BDNov 9, 2021 to Jan 29, 2024 · Carnegie, Pa
- L•• F•••••••• L•• BD affiliatedJul 26, 2012 to Nov 23, 2021 · Pittsburgh, Pa
- W•••••• • R••• formerMay 28, 2010 to Jul 17, 2012 · Pittsburgh, Pa
- H••••••••• F•••••••• A••••••• BD affiliatedAug 1, 2007 to Feb 27, 2009 · Pittsburgh, Pa
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• formerJan 13, 2006 to Aug 1, 2007 · Monroeville, Pa
Moves
a registration end followed by a registration begin elsewhere
- C••••••••• F•••••••• N•••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Jan 29, 2024, registered Feb 16, 2024 (18 days) · Affiliated broker-dealer or bank to another
- L•• F•••••••• L•• to C••••••••• F•••••••• N••••••left Nov 23, 2021, registered Nov 9, 2021 (-14 days) · Affiliated broker-dealer or bank to another · moved with a team
- W•••••• • R••• to L•• F•••••••• L••left Jul 17, 2012, registered Jul 26, 2012 (9 days) · Other
- H••••••••• F•••••••• A••••••• to W•••••• • R•••left Feb 27, 2009, registered May 28, 2010 (455 days) · Other
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to H••••••••• F•••••••• A•••••••left Aug 1, 2007, registered Aug 1, 2007 (0 days) · Other
Signals
- ••• LockedJan 29, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address