RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• R••••• G••••
- C••••••• P••••••• independent RIA currentsince Apr 16, 2012 · Overland Park, Ks
- P•••••• F•••••••• P••••••• independent RIADec 1, 2011 to Dec 14, 2011 · Woodland Hills, Ca
- S•••••••• A••••••• L•• national BDAug 3, 2001 to Dec 1, 2010 · Woodland Hills, Ca
- P•••••• F•••••••• P••••••• to C••••••• P•••••••left Dec 14, 2011, registered Apr 16, 2012 (124 days) · Other
- S•••••••• A••••••• L•• to P•••••• F•••••••• P•••••••left Dec 1, 2010, registered Dec 1, 2011 (365 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address