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RIA Intelligence
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Registered advisor
T•••• H••••• C••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as T•••• H••••• C••••
At current firm
0 y
since Sep 24, 2025
In the industry
25 y
since Jun 30, 2001 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- V••••••• A•••••••• I••• BD affiliated currentsince Sep 24, 2025 · Scottsdale, Az
- J••• M••••• S••••••••• L•• wirehouseMar 3, 2021 to Sep 2, 2025 · New York, Ny
- F•••• independent RIAApr 10, 2019 to Mar 27, 2020 · Phoenix, Az
- V••••••• A•••••••• I••• BD affiliatedMay 8, 2012 to Mar 18, 2019 · Scottsdale, Az
- H••••••••• G••••• E••••• • R••••••••• S••••••••• unclassifiedAug 27, 2002 to Dec 2, 2002 · Phoenix, Az
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to V••••••• A•••••••• I•••left Sep 2, 2025, registered Sep 24, 2025 (22 days) · Wirehouse to affiliated broker-dealer or bank
- F•••• to J••• M••••• S••••••••• L••left Mar 27, 2020, registered Mar 3, 2021 (341 days) · RIA to wirehouse
- V••••••• A•••••••• I••• to F••••left Mar 18, 2019, registered Apr 10, 2019 (23 days) · Affiliated broker-dealer or bank to independent RIA
- H••••••••• G••••• E••••• • R••••••••• S••••••••• to V••••••• A•••••••• I•••left Dec 2, 2002, registered May 8, 2012 (3445 days) · Other
Signals
- T•••• H••••• C•••• left J••• M••••• S••••••••• L•• for V••••••• A•••••••• I••• (registered 2025-09-24)Sep 2, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address